Understanding Operational Art in Warfare
Understanding Operational Art in Warfare
UDK 32
UDK 355/359
Scientific Review1
On Operational Art 1
Milan Vego
Abstract
The main purpose of any combat is to achieve a quick and decisive result and thereby
avoid high losses in personnel and materiel. The enemy can be defeated by weakening
his forces over time. However, such an approach to warfare would generally lead to
high losses and require a lot of time. The gap between tactics on one hand and strategy
and policy on the other cannot be overcome by physical combat alone. The tactical
framework is too narrow to ensure the most decisive of one’s forces. This is the main
reason for the need for an intermediate field of study in practice between strategy
and tactics known as operations or operational art. This third component of art of
war serves as both a bridge and an interface between policy and strategy on the one
hand and tactics on the other. Generally, the smaller the forces, the more critical is to
apply operational art properly. The history of past wars has demonstrated that neither
superior technology nor superb tactics can ensure, by themselves, victory in a war.
Key words:
1 The paper was received on October 15th 2017. It was accepted for publication on
October 17th 2017.
Milan Vego
Sažetak
Glavna svrha bilo koje oružane borbe je postići brz i odlučujući rezultat i time izbjeći
velike gubitke u osoblju i opremi. Neprijatelj može biti poražen slabljenjem njegovih
snaga tijekom vremena. Međutim, takav pristup ratovanju općenito bi doveo do velikih
gubitaka i zahtijeva mnogo vremena. Jaz između taktike s jedne strane i strategije i
politike s druge strane ne može se nadvladati samo fizičkim aspektom oružane borbe.
Taktički okvir preuzak je da bi se dobilo najodlučnije od svojih snaga. To je glavni
razlog za potrebu za prijelaznim područjem studija u praksi između strategije i
taktike, poznatog kao operacije ili operativno umijeće. Ova treća sastavnica ratnog
umijeća služi i kao most i kao područje dodira politike i strategije s jedne strane i
taktike s druge strane. Općenito, što su nečije snage manje, to je kritičnije ispravno
primijeniti operativno umijeće. Povijest prošlih ratova pokazala je da ni vrhunska
tehnologija ni izvanredna taktika ne mogu samostalno zajamčiti pobjedu u ratu.
Ključne riječi:
The main purpose of any combat is to achieve a quick and decisive result and
thereby avoid high losses in personnel and materiel. The enemy can be defeated
by gradually weakening his forces over time or by conducting attritional
warfare. However, such an approach to warfare would generally lead to
high losses and require extraordinary long time. Any war is a combination
of decisive operations and attrition. The key for shortening a war is to avoid
attrition at the operational and strategic level. The tactical framework is too
narrow to ensure the most decisive employment of one’s forces. Hence, the need
for another component of military art known as operations or operational art. This
component occupies and intermediate position between strategy and tactics.
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On Operational Art
The results of tactical actions are useful only when linked together as part of
a larger design framed by strategy and orchestrated by operational art.
Problems of Terminology
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operational art, the US military concentrated, during the interwar years, on the
practice of planning and war-gaming the employment of large army formations
and fleets. As a result, the US military was relatively well prepared for planning
and conducting campaigns and major operations in several theatres during
World War II. However, in the aftermath of the war, all of the lessons seemed
to have been forgotten. In the 1950s, the US military tended to belittle the
importance of operational art. The US services considered the Korean War
(1950–1953) as an anomaly in the nuclear world. In the late 1950s and 1960s,
the emphasis was on fighting insurgencies. The services did not believe in
the value of joint training. Instead, they favoured tactical training in the
army, fleet exercises in the navy and strategic studies in the air force (Holder,
1990:p.86).
The US services discovered the importance of being ready to fight a high-
intensity conventional war in the aftermath of the Vietnam War. This, in turn,
led to a steadily increasing interest in operational art. The US Army led the
way. It created the former Soviet Army Studies Office in Fort Leavenworth,
Kansas, in 1986 (its name was changed in 1991 to FMSO-Foreign Military
Studies Office). The focus of the new office was a study of Soviet operational art.
In 1982, the US Army was the first service to incorporate tenets of operational
art in its doctrine. For example, in 1986, the US Army defined operational art
as “the employment of military forces to attain strategic goals in a theatre of
war or theatre of operations through the design, organisation, and conduct
of campaigns and major operations” (US DoA HQ, 1986:p.10). The definition
changed somewhat in 2001. Operational art was subsequently defined as
“a component of military art concerned with planning, coordinating, and
sequencing the outcomes of individual tactical events into a chain of linked
actions, within the context of major operations and campaigns, to achieve the
objectives established by a theater strategy” (Runnels, 1987:p.47). Since then,
the US Army has revised the definition of operational art several times. For
example, in 2010, operational art was described as “the application of creative
imagination by commanders and staffs supported by their skill, knowledge,
and experiences to design strategies, campaigns, and major operations and
organize and employ military forces.” Operational art “integrates ends,
ways, and means across the levels of war” (US DoA HQ, 1986:[Link]-7). Both
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of the latest versions of FM 3-0 Operations (2017) and Joint Publication (JP) 3-0:
Joint Operations (2017) defined operational art as the “cognitive approach by
commanders and staffs – supported by their skill, knowledge, experience,
creativity, and judgement – to develop strategies, campaigns, and operations
to organize and employ military forces by integrating ends, ways, and means”
(US DoA HQ, 2017:[Link]-13). All of these definitions, however, contain several
inaccuracies. For example, “designing strategies” is not a domain of operational
art but of strategy and policy. The terms “ends, ways, and means” are usually
related to strategy not operational art. Operational art is not applied “across the
levels of war” but only at the operational and military/theatre-strategic levels. A
sound definition should also state clearly that the operational art is both a science
and an art. Among other failings, the ultimate objective of campaigns and major
operations was left unstated.
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Like strategy and tactics, operational art is both an art and a science3.
Each component of military art demands reflection, study, and practical
3 “Science” is the possession of knowledge through study, while “art” is the performance
of actions as acquired by experience, study, or observations (Merriam-Webster, 1981:
p.2032). Carl von Clausewitz wrote that the object of science is knowledge, and the object
of art is creative ability (Clausewitz, 1976: p.122). J.F.C. Fuller wrote in 1926 that to deny a
science of war and then to theorize on war as an art is pure military alchemy, a process of
reasoning that for thousands of years has blinded the soldier to the realities of war and will
continue to blind him until he creates a science of war upon which to have his art (Fuller,
1926: p.21).
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application. The art aspect means that operational art, like the other two
components, is ambiguous and imprecise, requiring a creative and highly
innovative approach to its application. Theory of operational art is universal
because it is based on the experiences of the militaries of all civilisations and
nations. Application of that theory depends on the national or service way
of war, or even the personalities and leadership of individual operational
commanders.
The theory and practice of operational art are inextricably linked. Practice
should always dominate theory. Any time theory conflicts with practice,
it must yield to practice. A sound theory should ensure that it is not
disconnected from the operational realities; otherwise, it cannot provide the
basis for a successful application of the tenets of operational warfare. At the
same time, one should not overemphasise either theory or practice, because
that would invariably result in a general weakening of the knowledge and
understanding of both. The theory is critical to refining and improving
the existing methods of applying operational warfare. Theory should deal
with each war and each era of warfare on its own terms and should always
accommodate itself to change. It is the task of theory, taking full advantage of
the latest and emerging technological advances and corresponding changes
in the character of warfare, to analyse, refine, and further develop the
components of operational warfare and their constituent parts. The field of
theoretical study and practical application of operational art is too large and
too diverse to be arranged neatly into a “system” of thinking. Further, there is
no particular order or sequence in which these components should be applied.
The various elements that make up any given component of operational art
are grouped because they are related to each other, and it makes it easier to
discuss them and develop a theory (Luvaas, 1986:p.34).
The theory of operational art provides both a framework and a direction
for the development of service and joint doctrine. Among other things,
theoretical knowledge and understanding of a given aspect of warfare make
improvisation easier in wartime, when both time and resources are in short
supply. The theory also greatly improves precision in using various key
operational terms, so facilitating communication between theoreticians and
practitioners.
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There are both commonalities and some significant differences in the ways
services employ their forces. These distinctions are largely the result of the
features of the physical environment (land, air/space, and sea/ocean) in
which each service predominantly operates. For example, ground troops
operate in much more diverse and, in many ways, more difficult physical
environments than an air force. Their employment is also heavily affected
by the situation in the air. Land warfare is conducted in two physical
mediums (land and air), whereas war at sea is conducted in three physical
mediums (surface, air, and subsurface). Clearly, the objectives and methods
of employing combat forces in land, air, and naval warfare are considerably
different. Dominance in cyberspace emerged as one of the main prerequisites
for obtaining control in a given physical medium.
The ways that each service is employed individually or as part of multiservice
(joint) forces differ considerably. Therefore, a distinction should be made
between operational art specific to each service and operational art for
multiservice/multinational (joint/combined) forces. Each service should
be concerned chiefly with developing a theory of planning, preparing, and
conducting their respective major/joint operations, while joint/combined
forces should focus on the theory and practice of land or maritime campaigns
(Figure 1)4.
Operational art can offer considerable advantages to the side that practises it
properly. Among other things, it provides a larger and broader framework
within which tactical combat takes place. Without operational art, the war
would be a series of randomly fought tactical actions, with relative attrition
the only measure of success or failure.
4 The Soviets, in contrast to Western theoreticians, believed there is only a single military
strategy, while each service develops and practises its own operational art; hence, they
differentiated the operational art of strategic missile troops, ground forces, air forces, troops
of air defence, and naval forces.
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On Operational Art
The skilful application of operational art greatly enhances the prospects for
a highly capable, well-trained, and skilfully led force, guided by a sound
and coherent strategy, to defeat a much stronger opponent. The essence of
operational art is to win decisively in the shortest time possible and with the
least loss of human life and materiel. This is especially important in an era
of smaller forces, limited resources, and low tolerance for casualties by the
political leadership and public.
Skilful application of operational art combined with excellent leadership,
sound doctrine, and high combat training were often the most determining
factor for success in a war. Numerical superiority in itself is rarely sufficient
against resourceful enemy who thinks operationally vice tactically. A well-
known and influential German theoretician, General Friedrich von Bernhardi
(1849–1930), criticised the belief in the importance of numerical superiority
that was so prevalent in the European armies of his time. The European
military believed that armies armed and equipped with equal numbers
of weapons and equipment would have similar capabilities (Bernhardi,
1912:pp.84–85). He emphasised the need to attend to the intangible elements
of the factors of force. Bernhardi contended that it should never be forgotten
that moral and spiritual factors are different in each situation. They are
also often more important than numerical factors. Sometimes, the spiritual
strength of an army can balance other deficiencies. The influence of a single
personality can considerably increase the capabilities of the entire army and
even the entire state (Bernhardi, 1912:p.94).
Inferior forces have often defeated a much larger force because of the better
quality of their leaders and the better training, morale, and discipline. For
example, during the Seven Years’ War (1756–1763), Frederick the Great, with
41,000 men, defeated 64,000 Austro-French troops (20,000 were not engaged)
in the Battle at Rossbach in November. At Leuthen in December 1757, with an
army of 35,000 men, he defeated some 65,000 Austrians (Dupuy and Dupuy,
1986: pp.669–71). In the American Civil War (1861–1865), General Robert E.
Lee, with fewer than 50,000 men, successfully repulsed an attack by some
90,000 men of the Union Army in the Antietam (Sharpsburg) campaign (in
fact, a major operation) in September 1862 (Dupuy and Dupuy, 1986:p.879). In
the German invasion of the Benelux countries and France in May 1940, better
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leadership and training – not better weapons – were the principal reasons
behind the German’s phenomenal successes despite numerical inferiority.
The Allies then had 3,740,000 soldiers vs. 2,760,000 Germans; the French
had 3,254 tanks, but only three armoured divisions, while the Germans had
organised their 2,574 tanks in ten panzer divisions. In contrast, the balance in
the air did not favour the Allies. The French had only 1,090 modern aircraft
(including 610 fighters, 130 bombers, and 350 reconnaissance aircraft); the
British provided, in addition, 160 fighters and 272 bombers. The Germans
had some 3,500 aircraft available (Cohen and Gooch, 1991:pp. 201 and 206).
In the Six-Day War (5–10 October 1967), the Israeli Defence Forces defeated
quickly and decisively much larger Arab armies. The Israelis mobilised
250,000 men, of which 225,000 were in the army (Dupuy, 1978:p.231). Their
forces were smaller but far better led and trained than their Arab enemies.
For the Israelis, the Sinai was the primary area of the theatre. This is why
the Israelis concentrated some 70,000 men and 750–800 tanks on their
southern front (Dupuy, 1978:p.244). Initially, the Israelis were strategically
on the defensive on the Jordanian and Syrian fronts (Dupuy, 1978:p.233).
In contrast, the Egyptian army’s strength was fragmented. Some 50,000
men were deployed in Yemen (because of Egyptian intervention in a civil
war), and 70,000 troops were scattered west of the Suez Canal (to deal with
a potential landing of the Anglo-French forces). This left only approximately
100,000 troops defending the Sinai. Most of the Egyptian troops were ill-
trained (Dupuy, 1978:p.236).
An excellent and relatively recent example of successful planning and
execution of major/joint operations by a small country was the Croatian
liberation of the Krajina in August 1995 (operation Oluja-Storm). The battle
line extended for some 630 kilometres. The area under control of the Serbian
rebels was approximately 11,500 square kilometres. All three services (army,
air force, and navy) plus special police of the Ministry of Interior (Rakić
and Dubravica, 2009:p.259; Domazet-Lošo, 2002:p.119) took part in the
operation. The Croats employed some 184,000 troops against 50,000 Serbian
rebels, which gave them 3.7 to 1.0 superiority (Domazet-Lošo, 2002:p.119).
The Croatian army operated from a long and unfavourable exterior base
of operations. The plan of the operation was based on cutting off the rebel
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Prerequisites
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Relationships
All three components of military art are closely related. Their mutual
relationships are highly dynamic. Also, there is no clear-cut line separating
these three components (Figure 2). Actions and events at the tactical level
often affect strategy and policy in the most profound ways. Likewise, the
application of operational art considerably influences both strategy and
policy on one hand and tactics on the other.
Strategy and policy should always dominate operational art and tactics. A
significant problem arises when operational art begins to interfere with or,
even worse, dominate policy and strategy either intentionally or by default.
The strategy should invariably dominate operational art; otherwise, the
results will be fatal (Jablonsky, 1987a:p.73). For example, the Axis campaign
in North Africa in 1941–1942 was driven and dominated by operational,
and sometimes even tactical, vice strategic, considerations. Field Marshal
Erwin Rommel’s (1891–1944) successes against the Allies led to the steady
expansion of the Axis war aims, which, in turn, required more forces to be
drawn into a secondary theatre of operation. Rommel tried to advance to
the Suez Canal and seize Middle Eastern oil fields far beyond a reasonable
distance from his bases of support, resulting in a serious mismatch between
ends and means (Glanz, 1963:p.5; Jablonsky, 1987a:p.74).
In general, strategy guides operational art by determining the ultimate
objectives to be accomplished and allocating necessary military and
non-military resources. Strategy also defines and imposes limits on the
employment of one’s combat forces and imposes conditions on tactical
combat. To be successful, major operations or campaigns must be conducted
within a framework of what is operationally and strategically possible
(Jablonsky, 1987b:p.14).
Whenever the ends and means at the strategic level are seriously disconnected
or mismatched, brilliance at the operational and tactical level, as the Germans
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consistently displayed in World War II, can only delay, but not prevent,
ultimate defeat. The situation becomes untenable if the political leadership
is unwilling to commit all available sources of power, as the example of the
USA in the Vietnam War (1965–1975) demonstrates.
Poor application of operational art can lead to tactical defeats, which, in
turn, may have operational as well as strategic consequences. For example,
the Japanese Combined Fleet suffered a decisive defeat in the Battle of
Midway because of a flawed operational plan, despite the overwhelming
Japanese superiority in forces. This example perhaps best demonstrates how
the superiority of one’s forces can easily be squandered when operational
thinking on the part of operational commanders is inadequate or entirely
lacking.
Tactics is both the art and science of planning, preparing, and employing
individual platforms, weapons and associated sensors, and single/combat
combat arms/branches to accomplish tactical objectives. Moltke the Elder
observed that tactics are the basis of operations (operational art today).
Tactics should create the prerequisites for operational or strategic success,
which the operational commander must then exploit (Fűhrungsakademie
der Bundeswehr, 1992:pp.17–18). Tactics should ensure that results are in
harmony with operational art and strategy. Generally, a tactical action should
not be fought unless it is part of the operational design and contributes directly
to the accomplishment of operational or strategic objectives. Tactical victories
are meaningless if they are fought outside the operational framework. For
example, in the Battle for Leyte, Admiral William F. Halsey (1882–1959),
commander, US Third Fleet, won a tactical victory in the Battle off Cape
Engano with his Task Force 38 (TF-38; fast carrier force) over a much smaller
and weaker Japanese carrier force on 25 October 1944. However, his decision to
uncover San Bernardino Strait almost led to the failure of the entire supporting
major naval operation. The Third Fleet’s mission in the Leyte operation was to
provide effective distant (operational) cover and support to the Allied forces
that landed on Leyte. Only Vice Admiral Takeo Kurita’s decision to turn north
and leave the scene of action when his force was on the verge of defeating the
US escort carrier group in the Battle off Samar on 25 October saved the Allies
from suffering an ignominious defeat at the hands of a much weaker force.
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Characteristics
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Conclusion
Operational art is the only means of orchestrating and tying together tactical
actions within a larger design that directly contributes to the objectives set
by policy and strategy. Tactics alone cannot lead to the accomplishment of
the operational or strategic objective unless it is not an integral part of a
broader operational framework. The sound application of operational art is
the key to winning decisively in the shortest time and with the least loss
of men and materiel. All past wars were won or lost at the strategic and
operational levels, not at the tactical level. Generally, the smaller the one’s
forces, the more critical is to properly apply operational art. The history of
past wars has demonstrated that neither superior technology nor superb
tactics can ensure, by themselves, victory in a war. An exclusive focus
on technology or tactics is likely to result in time-consuming and costly
attritional warfare against a resourcefull and robust opponent. Moreover,
relying solely on better technology would rob warfare of its “art.” It would
make one’s forces vulnerable to an opponent who, although technologically
inferior, thinks better and faster and uses his smaller forces more creatively,
perhaps asymmetrically.
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