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AS2 EDI Messaging Protocol Overview

AS2 EDI is a specification that allows businesses to securely exchange electronic data over the Internet using common protocols like HTTP and HTTPS. It provides security features like encryption, digital signatures, and message integrity. While specialized software is required, AS2 creates a secure "envelope" for transferring EDI and other business documents cost effectively and reliably over the Internet between trading partners.

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0% found this document useful (0 votes)
377 views5 pages

AS2 EDI Messaging Protocol Overview

AS2 EDI is a specification that allows businesses to securely exchange electronic data over the Internet using common protocols like HTTP and HTTPS. It provides security features like encryption, digital signatures, and message integrity. While specialized software is required, AS2 creates a secure "envelope" for transferring EDI and other business documents cost effectively and reliably over the Internet between trading partners.

Uploaded by

Seenu Hk
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as DOC, PDF, TXT or read online on Scribd

AS2 EDI messaging protocol basics

AS2 EDI (Applicability Statement 2) is a specification for Electronic Data Interchange between
businesses using the Internet’s Web page protocol, the Hypertext Transfer Protocol. The
specification is an extension of the earlier version, Applicability Statement 1 (AS1). Both
specifications were created by EDI over the Internet (EDIINT), a working group of the Internet
Engineering Task Force (IETF) that develops secure and reliable business communications
standards.

The AS2 EDI standard provides Secure Multi-Purpose Internet Mail Extensions (S/MIME) and
uses HTTP or a more secure version, HTTPS, to transmit data over the Internet. AS2 EDI uses a
slower protocol, SMTP (Simple Mail Transfer Protocol). The use of HTTP or HTTPS allows
communication in real time rather than through e-mail delivery. Security, authentication,
message integrity, and privacy are assured by the use of encryption and digital signatures.
Another important feature, no repudiation, makes it impossible for the intended recipient of a
message to deny having received it.

The AS2 EDI standard allows businesses to use a common, single communications solution. This
eliminates the complications and costs involved when different businesses in a network use
different transfer protocols. A Web server, an EDI transfer engine, and digital certificates are
required for data exchange using AS2 EDI. Almost any type of data can be transmitted.

Advantages:
 Safe connection
 Ability to receive files processing statuses (MDN message answer)
 Ability of coding and authentication.
Disadvantages:
 Necessity for using specialized software
 Certificate is needed

AS2 or Applicability Standard 2 is one of the most common methods for transporting electronic
data interchange EDI securely and reliably (and inexpensively) over the Internet. AS2 creates a
sort of an iron-clad ‘envelope’ for the EDI data, which allows it to be sent from one computer to
another over the web using digital certificates and encryption. Due to security standards, many
organizations require partners to use AS2 for all EDI or other business to business
communications. And for those working in healthcare, it also satisfies many of the HIPAA
requirements. Any organization with constant access to the Internet is capable of handling AS2
communications, which allows for immediate transmission of files directly between trading
partners.
What is AS2?
Business to business document exchange has been traditionally carried out using EDI standards
via Value Added Networks (VANs). However, following the widespread availability of the
Internet in the last few years, many companies have been seeking ways in which they can take
advantage of the low cost communications and ease of access offered by the Internet in
exchanging business documents with trading partners, whilst retaining the reliability and
security offered by the EDI Value Added Networks.

AS2 (Applicability Statement 2), a secure messaging standard designed by the Internet
Engineering Task Force (IETF), meets this requirement. AS2 can be used to exchange structured
business data securely using HTTP transfer at a fraction of the cost of exchange via EDI Value
Added Networks.

How it works
Step 1
The business document is generated in the format agreed between the sender and the
recipient.
Step 2
An AS2 server digitally signs and encrypts the document and sends the document over
the Internet to the recipient.
Step 3
The recipient's AS2 server decrypts the document and checks the digital signature to
confirm the sender.
Step 4
The recipient's AS2 server generates a message notification and returns it over the
Internet to the sender's AS2 server to confirm receipt of the document.
AS2 data exchange provides all of the security and scalability benefits of the EDI Value Added
Network at a significantly lower cost and at a much faster transfer rate.

AS2 vs. OFTP2 Advanced Protocol Comparison

When looking closely at some of the newest protocol advancements, it’s interesting to note
that some protocols are very similar in functionality. So, why are mandates directing the use of
one protocol versus another? Most of the reason comes down to the history of implementation
and market use. To demonstrate this point, we’ll compare two of the more advanced protocols,
AS2 and OFTP2.
The History

OFTP was first introduced by ODETTE International Ltd., a membership organization formed by
the European automotive industry for the automotive industry, which sets the standards for e-
Business communications and data exchange. OFTP is the most prolific protocol inside Europe
for the exchange of EDI data, in particular for the automotive industry, and was initially
designed to work over an X.25 network. The historical use of this protocol has been over ISDN
networks that are/were popular in Europe but now this protocol is migrating to communication
over the Internet with the implementation of OFTP2. OFTP2 enhances security via encryption
methods and uses digital certificates — expanding what OFTP offers. Recent mandates issued
by Volkswagen and Volvo are increasing the demand to quickly implement OFTP2.

AS2 was developed in the U.S. by the Uniform Code Council (UCC) and is a secure, reliable
Internet data transport standard. Security is achieved by using digital certificates and
encryption. The AS2 standard supports EDI or any other data transmittals over the Internet
using HTTP. The AS2 specification describes how to transport data, not how to validate or
process data. Much of the success of AS2 has been seen in America, notably the retail sector. A
large influence behind the adoption of AS2 was in 2002 when retail giant Walmart mandated its
10,000 suppliers use AS2 to exchange EDI data with them directly.

Moving Forward

When evaluating protocols that are appropriate for your business, it’s to your advantage to
learn a bit about the protocols, their security features and the industries that use them. By
doing this you can ensure that the secure communications solution you choose works for your
business not only today, but well into the future.
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Common questions

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Potential limitations businesses might encounter with AS2 adoption and operation include the need for specialized software, which can entail cost and complexity in managing integrations and updates . The necessity of digital certificate management can also pose challenges related to maintaining up-to-date credentials and ensuring secure key exchange . Additionally, although AS2 provides built-in security features, its effectiveness relies on correct configuration and continuous monitoring, which requires knowledgeable IT personnel. The requisite for an 'always on' internet connection for real-time data exchange might also be a constraint for businesses in regions with unstable internet access . However, these limitations can be mitigated through strategic planning, investing in comprehensive AS2 solutions, and providing adequate training to IT staff .

The essential infrastructure components required for AS2 data exchange include a Web server, an EDI transfer engine, and digital certificates . A Web server is necessary to handle HTTP/HTTPS communications, serving as the platform for AS2 data transfer . The EDI transfer engine facilitates the actual translation and transport of EDI documents, ensuring that data formatting and transmission are handled correctly according to AS2 standards. Digital certificates are crucial for implementing encryption and digital signatures, providing authentication, data integrity, and security during communication . Collectively, these components ensure that AS2 exchanges are conducted securely, efficiently, and reliably.

Non-repudiation in AS2 communications ensures that the sender of a message receives a confirmation from the receiver, making it impossible for the receiver to deny having received the message. This feature is facilitated through digital signatures and message acknowledgment receipts, which confirm receipt and integrity of the data transferred . Non-repudiation is significant for businesses as it provides a reliable audit trail of transactions, helping resolve disputes and verifying compliance with contractual obligations. It enhances trust between trading partners by ensuring accountability and transparency in electronic communications .

The widespread adoption of AS2 in certain industries, specifically retail in the United States, can be attributed to historical mandates and its robust feature set. A significant factor was the 2002 mandate by Walmart, which required its 10,000 suppliers to adopt AS2 for EDI data exchange, driving widespread adoption due to Walmart's substantial market influence . Additionally, AS2's ability to securely transport data over the internet using standardized protocols like HTTP and HTTPS at a lower cost compared to traditional methods made it appealing . The reliability and security provided by AS2 through encryption and digital signatures further ensure that sensitive data is transmitted safely, encouraging adoption in security-conscious industries .

Implementing AS2 can present several technical challenges, including the necessity for specialized software and the requirement for digital certificates, which can be complex to manage and configure . To mitigate these challenges, companies should invest in reliable EDI software solutions that include comprehensive support and user-friendly interfaces for managing certificates and encryption keys. Partnering with providers who offer AS2 implementation and technical support can facilitate smoother integration . Additionally, educating IT staff on best practices for managing digital certificates and ensuring compliance with security standards can help maintain the security and integrity of the AS2 communications .

AS2 facilitates compliance with regulatory requirements like HIPAA in the healthcare industry through its robust security features that align with regulatory standards for data protection. It employs encryption to secure data in transit, digital signatures to authenticate senders and verify data integrity, and non-repudiation to ensure receipt acknowledgment . These capabilities are essential for handling sensitive healthcare information securely, thereby meeting HIPAA requirements for confidentiality, integrity, and availability of protected health information . By enabling secure and reliable data exchanges, AS2 provides a mechanism for healthcare organizations to transmit electronic data in compliance with mandatory security frameworks .

The primary advantages of using the AS2 EDI messaging protocol over traditional Value Added Networks (VANs) include cost efficiency, immediate data transfer, and enhanced security measures. AS2 enables data exchange via the Internet using HTTP or HTTPS, which significantly reduces the costs associated with VANs . It also allows for real-time data transfer, unlike the slower SMTP protocol, making it ideal for immediate communications . Additionally, AS2 provides robust security features through encryption, digital signatures, and non-repudiation, ensuring data integrity, confidentiality, and authenticity . This protocol is particularly beneficial for businesses with constant internet access since it facilitates immediate file transmission directly between trading partners .

The use of AS2 significantly enhances the speed and reduces the cost of data exchange compared to traditional EDI Value Added Networks (VANs). As AS2 employs Internet Protocols (IP) like HTTP and HTTPS for data transfer, it enables real-time communication and immediate transmission of data, unlike VANs, which often rely on store-and-forward mechanisms, leading to delays . This reduces latency and enhances efficiency in business communications. Additionally, AS2’s implementation over the internet eliminates the recurring toll-like fees associated with VANs, providing a substantial reduction in operational costs for businesses . These factors make AS2 an economically attractive solution while simultaneously boosting data exchange speed and consistency.

AS2 and OFTP2 are both secure messaging protocols used for transmitting electronic data, but they differ in their origins, regional adoption, and primary applications. AS2 was developed in the U.S. by the Uniform Code Council and is predominantly used in the U.S. retail and manufacturing sectors. It supports any data transmission over the internet via HTTP, leveraging digital certificates and encryption for security . In contrast, OFTP2 originated from the European automotive industry under ODETTE International Ltd., making it prominent in Europe, particularly within the automotive and government sectors. While both support similar security features, such as SSL encryption and non-repudiation, OFTP2 has better integration with ISDN networks historically popular in Europe and is specifically noted for its interoperability and transmission capabilities in European contexts .

AS2 ensures the security and integrity of data transmission through several key features: it uses Secure Multi-Purpose Internet Mail Extensions (S/MIME) and HTTP or its secure counterpart, HTTPS, to encrypt data during transmission, ensuring confidentiality . Digital signatures are employed to authenticate the sender's identity and verify the integrity of the transmitted data . Furthermore, AS2 provides non-repudiation features, meaning the message's receipt cannot be denied by the recipient, which adds an additional layer of trust and reliability in data exchanges .

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