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Aristotle: Foundations of Political Theory

Aristotle lived in 400 BC and is considered the father of political science, comparative politics, and the rule of law. He was concerned with preventing revolutions and identifying the best practicable form of government. Some of his key theories included that man is by nature a political animal and that the state exists for man's well-being. He believed the polity, which is rule by the middle class, is the best practicable form of government. Aristotle emphasized rule of law over rule by a philosopher king and developed early concepts of citizenship, justice, constitution, and revolution.

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0% found this document useful (0 votes)
659 views7 pages

Aristotle: Foundations of Political Theory

Aristotle lived in 400 BC and is considered the father of political science, comparative politics, and the rule of law. He was concerned with preventing revolutions and identifying the best practicable form of government. Some of his key theories included that man is by nature a political animal and that the state exists for man's well-being. He believed the polity, which is rule by the middle class, is the best practicable form of government. Aristotle emphasized rule of law over rule by a philosopher king and developed early concepts of citizenship, justice, constitution, and revolution.

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bhavi31bhavishya
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We take content rights seriously. If you suspect this is your content, claim it here.
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ARISTOTLE

AGE

400 BC Father of Political Science Father of Comparative Politics Father of Rule of Law

CONCERN

 Criticism of Plato - For any answer think ..how to compare with plato —
possible ??
 How to prevent revolutions
 Best Practicable
 158 constitutions

SCHOOL OF THOUGHT

 Thinker of Common Sense - Important to be worldly wise than wise in the world of
ideas
 Golden Mean is the Golden Rule - Moderation
 Not to sacrifice good for the best
 Functionalist - Conservative - Piecemeal social engineering
o Fundamentalist - No change at all
 Teleology - school of destiny

INFLUENCES

Plato

Father = Physician+Philosopher

BOOKS - "Politics"

Theory of State

“Man is by nature a Political Animal”

 NEEDS
 Importance of state
 Nature created man in such a manner that it becomes essential for him to live under
the state (teleology)
 In greece - sophist and socratic
 Sophist=> State is artificial => Man is prior to state
 Socrates, Plato & Aristotle => State is natural & State is prior to man
 State is prior to man— he says -
o Man is not self-sufficient. Has various needs
o Creates a family to fulfil these needs. But all his needs are not met
o Village=> State
o State capable of fulfilling all his needs =>So highest of all associations and
deserves highest of man’s obedience.
o Aristotle says “State comes into existence for the sake of life and continues for
the sake of good life”
o Good life is not possible in the absence of state.
o He achieves fulfilled life and self-actualization.
o Man is a social animal — In absence of state - Worst animal
o Chronologically- man comes first - but he becomes a man only after he lives
in a state
 Aim of man =>excellence ,whereas aim of State => self-sufficiency - capable of
fulfilling all the needs of man
 Teleological argument — Man is destined to live in the state
 In words of Aristotle - "One who can live without a state is either a beast or god but
cannot be a man”
 Different conceptions of state -> idealists, classical liberals, positive liberals,
anarchists etc.

“The Authority of statesman differs from the authority of Master”

 Context - Criticism of Plato’s view of the state


 Plato
o State = Family
o PK = Father - orders to be obeyed like children without question
o Sacrifice Personal for the sake of Political
 Aristotle
o State = Family of families— Diff interests
o Laws governing families not be dictated by one man
o Laws should be a result of deliberation among diff families
o Reflect reconciliation among competing interests
o No need to sacrifice Personal for political
o Maintain a balance -Co-exist
 Plato - Excessive unity
 Aristotle emphasis on “Unity in diversity"

Other scholars on authority. Machiavelli – Prince; Hobbes – state; Rousseau- people

Theory of Citizenship

 2 Universal principles
o Just Soli- citizenship by birth
o Jus sanguine – citizenship by blood
 Takes a substantive view of Citizenship
 Aristotle - goes beyond the 2 principles to say —> Citizenship = Duty towards the
state- to participate in legislative and judicial functions
 Direct democracy - POLITY
 Only those capable of performing these duties are citizens - Adult males - propertied
class
 Excludes
o Women - Limited understanding, household tasks
o Old people - Health
o Children - Immature
o Slaves - Absence of reason
 Conclusion
o Criticised for - narrow composition

But appreciated - SUBSTANTIVE meaning of citizenship than just formal status - duty to
participate and take interest in the affairs of the state (Inspiration for CIVIC
REPUBLICANISM of Hannah Arendt)

Theory of Slavery

 Slavery = Natural and Desirable ==> Unavoidable


 Slavery
o Legal - prisoners of war
o Natural - Born to be slaves — Aristotle concerned with this
 2 types of people
o Mentally strong— Masters
o Physically strong— Slaves
 Qualities of Master
o Reason- to take decisions
o Courage- to bear the consequences
 Qualities of slaves
o Cannot take a decision or lack the courage to bear the consequences
o Need other people to take the decision for them
 Utility of slavery
o Economic system - slaves - physical strong - work for long hours
o Political system - masters - time to participate in the events of the state
o Masters - time to develop intellect
o Slaves - Someone to take decisions for him & Development of virtues by
staying with master
 Link it with Plato
 Critical eval
o Criticised for justification of slavery
o Institution of slavery against - Principles of Human dignity
o Example of black slavery.
o Immanuel Kant - "Each man is an end in himself. He should not
be treated as means to an end”

Theory of Property
 Common Ownership - Common use — Everyone’s property is no one’s
responsibility
 Common ownership Individual use - Very exploitative (African dictators)
 Individual ownership - Common use —> Take what u need, donate the rest —
> Golden mean between the two.
 Similar to Gandhi’s theory of trusteeship
 Presence of large middle class averts revolution.
 Property
o Anything in which a man contributes his labor
o Not by deceit and fraud
o 2 types
 Animate - Slaves
 Inanimate - Property
o “Doing favors and helping friends, guests or mates is most pleasant, and
this only happens when property is private.”
o “It is a difficult business for the people to live together. It is more difficult
when property is involved”

Theory of Justice

 2 types
o Distributive justice — Public policy (Legislature )
o Rectificatory justice — For the sake of justice (Judiciary )
 Principle of Proportion
 Merit

"It is unjust to treat equals unequally. It is equally unjust to treat unequals equally”

 Aristotle — supports Meritocratic society


 ToJ concerned with 2 types - Distributive and Retributive.
 Both have Principles of Proportion.
 ToJ<=>ToS(linked)
o Reason + Courage = Masters and rest slaves
 ToJó Theory of Revolution
 Follow ToJ ==> No rebellion or revolution
 NO ABSLOUTE EQUALITY ( doctor = nurse )
 PROPORTIONATE EQUALITY
 Criticism
o Merit as sole criterion — not applicable in societies like India

Similarity with Plato’s theory.

Other schools of thoughts.

Theory of Constitution
 Father of Comparative Politics
 Govt = Constitution = State
 No difference
 158 Constitutions
 Diagram

“Polity is the best practicable form of government”

 Plato = Best, Aristotle = Best Practicable


 Aristotle -
o Placed PK as best — in theory — impossible to find. Practicable - Tyranny
o Tyranny- worst from
o Democracy is the 2nd worst form - Rule of ignorant poor — Demagogic
leaders — Tyranny
o Polity- Rule of middle class - best —moderate wealth and moderate reason
o Oligarchy<=> Polity <=> Democracy — Golden mean
o Middle class best practicable
 Rich <=> Distrust<=> Poor
 Both trust middle class
 Rich = Arrogance , Poor = Ignorance —> So not law abiding
 Middle class - moderate wealth - law abiding - men of reason
o Aristotle supports rule of the middle class as the best practicable.
o Society with extreme wealth inequalities — not stable

Different scholars have given different conceptions.

“Law is a reason without passion"

 Rule of law compared with Rule of Person (PK)


 Aristotle - Biggest disciple and critic of Plato — Critiques Plato for giving absolute
powers to PK
 Plato say
o It is foolish to limit the expert practitioner of medicine with a book of
medicine
o No law or ordinance is mightier than Knowledge
 Aristotle -
o We should not aim for the best but the best practicable
o PK is difficult to find
o Even if found — no guarantee — corrupt when in power — Reason and
appetite
o PK —> Tyranny
 So he says Not to sacrifice the good for the best
 Rule of law = Rule of reason with added benefits => best practicable
 RoL and RoR guide man — right and wrong
 Law is the outward manifestation of reason
 Reason - inside the soul, Law - outside in the book
 Collective wisdom; Wisdom of ages
 Superiority of RoL>RoR.
 Father of Rule of Law
 Plato in “The Laws” accepted PK as ideal and established RoL

Aristotle's ideal state is Plato’s second best state

Theory of Revolutions

 Aristotle gives the earliest example of political sociology in comparative politics.


 Issue of political obligation, revolution and resistance has been a matter of eternal
concern in intellectual tradition of political theory.
 Aristotle — extremely sensitive— rebellions and instability.
 He calls even a small change - revolution.
 Exhaustive study on the causes of rebellion
 Gives both general and particular
o General Causes
 Commonest - Feeling of inequality =>Feeling of rebellion & sedition
=> Revolution - State should be careful of this feeling
 So => Middle class is the best — moderation
 Corruption & carelessness of officials
 Influx of foreigners
 High handedness of persons in power
 Regime specific/Particular
o Monarchy- Family quarrels and jealousy ==> Feeling of obedience to law
o Oligarchy- Concentration of wealth in few hands - inequality - Poor conspire
against rich ==> Rich should work in the interest of the poor
o Democracy- Demagogic leaders- Rich will conspire against poor = Tyranny
==> Increase people’s stakes in the govt
 How to deal with revolution
o Treat the general causes
o Treat regime specific causes
o Feeling of patriotism, law abidingness and civic virtues
 Still relevant today. Golden mean of Plato (= Extreme
idealist) and Machiavelli (=extreme realist)
 Aristotle = Idealism + Realism (Pragmatism)
o Idealist - State is prior to man— uses dialectics to make his point

Realist - Theory of Revolution — reality of politics

Aristotle as "Father of Pol science”

 Compare with Plato


 Whitehead- The entire Western Political thought is nothing but footnotes to Plato
and Aristotle
 Plato - Father of Pol Phil , Aristotle - rightly - FoPS
 Not to be interpreted in technical terms of science — but as Comparative and
inductive
 Practical bent of mind
 Ideas
o Plato - world of ideas, Realty is just a shadow of ideas,
o Aristotle - does not overlook the reality of the world of matter
 Theory of forms
o Plato — idea is independent of matter
o Aristotle - matter is inherent to the idea - THEORY OF IMMANENT
FORM
 A — More imp for a ruler to be worldly wise than wise in the world of ideas
 Scientific-
o Not best but best practicable
o Inspired by father— Physician + Phil — Used method of bio in classifications
of constitutions
o Analyse the Theory of Revolutions

Treated as “Father of Rule of Law” — so appropriate to call — “FOPS”

Common questions

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Aristotle’s concept of property is integrally aligned with his theory of the state and political stability, advocating for a system where individual ownership accompanies common use. This structure allows individuals to take responsibility for their possessions, thereby fostering stewardship and preventing the chaos associated with collective ownership . By promoting the division of labor and private property rights, Aristotle believes economic stability can be achieved, which supports the state's role in ensuring the good life for its citizens. By aligning the management of resources with personal ownership and individual use, Aristotle’s property theory seeks to nurture a large, stable middle class, which he views as central to averting societal revolution and anchoring political stability . This approach reflects his broader emphasis on maintaining moderation, responsibility, and balance within the state to fulfill all human needs .

Aristotle critiques Plato's ideal of governance, viewing it as excessively utopian and enforcing undue uniformity through a paternalistic 'Philosopher King' model. According to Aristotle, Plato's state, akin to a family with the ruler as the father, requires unquestioning obedience and sacrifices personal interests for political unity, which he finds impractical . In contrast, Aristotle advocates for a government where diverse family interests are balanced through laws reflecting the consensus of different groups, promoting 'unity in diversity' rather than excessive unity. This practical approach, concerned with balancing competing interests and fostering deliberation, allows for coexistence without diminishing individual autonomy . Aristotle’s criticisms manifest in his advocacy for a polity governed by a law-abiding middle class, which reflects a pragmatic balance of authority and personal freedom .

Aristotle's approach to constitutions emphasized practicality and adaptability, contrasting with Plato's idealistic and rigid conception of governance. Aristotle examined and classified 158 constitutions, focusing on finding the 'best practicable' government rather than an idealized form, as Plato did . He critiqued Plato’s preference for the singular rule of the Philosopher King as being unrealistic and potentially tyrannical, instead advocating for a political system like 'polity' that allows for a balance of interests and avoids extremes . Aristotle placed importance on the rule of law as a stabilizing force, whereas Plato idealized absolute knowledge guiding rule, which Aristotle warned might corrupt when linked to human appetite and imperfect rulers . Thus, Aristotle’s analysis reaffirms his preference for a constitutional approach that is responsive and balanced, catering to real-world conditions rather than static philosophical ideals .

Aristotle's concept of the 'Golden Mean' posits moderation as the key to achieving balance and avoiding extremes in political governance, which contributes to stability. This principle is evident in his preference for a polity, or rule of the middle class, as the best practicable form of government. The middle class, possessing moderate wealth and reason, can mitigate the extremes of arrogance from the rich and ignorance from the poor, thus preventing revolution and ensuring stability . This approach reflects his criticism of Plato's excessive unity and offers a compelling middle ground that supports Aristotle’s belief that extreme inequality breeds discontent and revolution .

Aristotle rationalizes natural slavery by arguing that some individuals are naturally predisposed to be slaves due to their lack of reason and courage, suitable only for physical labor, while masters are characterized by mental strength and decision-making abilities . He claims that this dynamic allows masters to engage in the intellectual and civic affairs of the state, which is beneficial for societal development. Critiques of this view in modern contexts focus on its contradiction with the principles of human dignity and equality, exemplified by Kant's notion that humans should not be treated as means to an end . Aristotle’s justification of slavery has been denounced for perpetuating oppressive structures and legitimizing subjugation based on unfounded distinctions between people.

Aristotle's concepts of distributive and retributive justice are deeply intertwined with his political philosophy that emphasizes proportionate equality as a means to maintain social harmony. Distributive justice, which concerns the allocation of resources and public policy, operates on the principle of rewarding individuals based on merit and contribution, thereby preventing feelings of inequality which could lead to discontent and rebellion . Retributive justice, meanwhile, focuses on rectifying wrongs and preserving order through the judiciary. By ensuring that equals are treated equally and unequals unequally in all spheres, Aristotle's justice system aspires to address grievances effectively and prevent political unrest. This balanced approach discourages absolute equality which may not reflect individual merit, thus aiming to stabilize society by managing expectations and meritocracy .

Aristotle's theory of citizenship is based on active participation in legislative and judicial functions, which he deems the substantive essence of citizenship. This contrasts with contemporary views that emphasize citizenship primarily through rights, such as birthright or lineage (jus soli and jus sanguine). Aristotle's view excludes women, old people, children, and slaves from citizenship, arguing they lack the capacity to fulfill civic duties . The implication of this approach is a narrow and exclusive definition of civic engagement, highlighting a responsibility to actively contribute to public life which is theorized to inspire civic republicanism as seen in modern thinkers like Hannah Arendt. However, this stands in contrast to modern inclusive concepts that envision broader participation irrespective of social class or gender .

Aristotle's classification of forms of government, particularly his advocacy for the 'polity' as the best practicable form, significantly shapes contemporary political thought by providing a framework for evaluating government structures on the basis of their practical effectiveness rather than ideological purity. His typology distinguishes between governments ruled by one, a few, and many, evaluating each based on how well they serve the common good . This analytical method influenced later conceptions of mixed government and checks and balances, as it implicitly suggests that no single form is ideal but rather that blending elements can lead to a more stable and equitable society. Aristotle’s insights into the dynamics between rulers and the ruled, and his focus on the preservation of a robust middle class, resonate in current debates over democratic resilience and the dangers of extreme wealth disparities .

Aristotle's teleological argument for the state's existence posits that individuals achieve their highest potential only within the context of a state, which fulfills their needs and leads to a 'good life.' He argues that while chronologically individuals may predate the state, they become fully realized within it, embodying his belief that humans are inherently political animals . This reflects a worldview where the state is a natural and necessary culmination of human evolution, serving both practical needs and moral development. The state is seen as the highest association because it enables individuals to actualize their purpose and fulfill their inherent social nature . This teleological approach underscores Aristotle’s assertion that a person detached from a state is akin to a beast or a god, incapable of achieving human excellence without the structure and obligations of a communal political life .

Aristotle's theories on political obligation and revolution reflect a pragmatic approach that combines idealism with realism. He views political obligation as a means to maintain order and prevent revolution, tying it to the middle class's role in ensuring moderation and stability . His analysis of causes of revolution, such as feelings of inequality and the corruption of officials, highlights a practical understanding of political dynamics and the necessity for states to address both general and specific grievances to prevent social upheavals . Aristotle's advocacy for moderation in governance aims to prolong stability by integrating ideals of civic participation and responsibility into a framework that is attuned to the realities of human behavior and societal needs. This pragmatic approach translates into actionable strategies for achieving a balanced and enduring political system .

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